- Purpose, consequence, and alternatives
- Define the exact task or decision, owner, affected people or assets, intended and prohibited use, current process, consequence, frequency, environment, later outcome, risk tolerance, remedy, and no-AI alternative before procurement, data collection, or model selection.
- Data, rights, provenance, and context
- Record source, purpose, permission, provenance, license, collection and availability time, quality, representation, missingness, historical policy effects, sensitive attributes and proxies, retention, deletion, retrieval boundary, and limits on reuse across contexts.
- Model role, uncertainty, and evaluation
- Specify input and output contracts, grounding, target and horizon where predictive, stochastic behavior, uncertainty, abstention, explanation limits, baselines, representative and edge cases, segment behavior, human interpretation, cost, latency, reproducibility, and acceptance criteria.
- Security, misuse, and adversarial conditions
- Threat-model data, models, prompts, retrieval, tools, dependencies, users and outputs; test poisoning, evasion, privacy, extraction, prompt injection, unsafe content, impersonation, misuse and availability failures where relevant; apply isolation, least privilege, validation, monitoring, and response.
- Human authority and affected parties
- Define who may rely on an output, which decision remains qualified, how uncertainty and provenance appear, when review or abstention is mandatory, how users avoid automation bias, and how affected people receive notice, accessibility, explanation, contest, correction, accommodation, or remedy where applicable.
- Release, monitoring, incident, and retirement
- Bind the exact system to approved evidence, stage exposure, monitor inputs, outputs, overrides, outcomes, segments, attacks, cost, drift, incidents and feedback loops, preserve manual fallback and rollback, revalidate material change, and require fresh evidence for expansion or continued use.